Guotai Junan Holdings Limited, a British Virgin Islands-incorporated entity, has applied to list a US$5.50 billion Medium Term Note (MTN) Programme on The Stock Exchange of Hong Kong Limited (HKEX). The listing, made under Chapter 37 (professional investors only), is scheduled to become effective on 11 June 2026 and will remain valid for 12 months from 10 June 2026.

The notes may be issued with unconditional and irrevocable guarantees from either of two affiliated entities: 1. Guotai Haitong Securities Co., Ltd. (GTHT), incorporated in the People’s Republic of China and listed in Hong Kong (stock code 02611) and Shanghai (stock code 601211); or 2. Guotai Haitong Financial Holdings Limited, incorporated in Hong Kong.

Guotai Junan International, Haitong International and Standard Chartered Bank act as joint arrangers and dealers for the Programme. All issuances will be executed in offshore transactions in compliance with Regulation S under the U.S. Securities Act of 1933.

The Programme will enable Guotai Junan Holdings to tap international debt markets over the coming year, offering flexibility in tenor, currency and structure to meet funding needs while benefiting from GTHT’s guarantee support.