On 5 November 2026, the Executive under the Hong Kong Code on Takeovers and Mergers published a disclosure of dealings in the shares of Guotai Junan International Holdings Ltd related to its ongoing privatisation by scheme of arrangement.

According to the filing, class-(6) associate UBS AG executed a series of trades on 4 November 2026, buying 1.77 million shares and selling 1.14 million shares of Guotai Junan International. The net purchase of 0.63 million shares lifted UBS AG’s holding to 742.15 million shares, equivalent to 7.79 % of Guotai Junan International’s issued share capital.

Transaction prices ranged from HKD 2.9589 to HKD 2.9650 per share. All trades were conducted for UBS AG’s own account. UBS AG is ultimately controlled by UBS Group AG.