Guotai Junan International Holdings Limited (submitted 2 November 2026) reported no changes in its share capital structure for the month ended 31 October 2026, according to the company’s monthly return to Hong Kong Exchanges and Clearing Limited.

Key Data • Issued shares (ex-treasury) remained unchanged at 9.53 billion. • Treasury shares: nil; no new treasury shares created, transferred or cancelled. • Public float: confirmed compliant with the Main Board’s 25% minimum threshold.

Share Option Position The issuer’s 2010 Share Option Scheme continues to account for all outstanding options: – HK$2.44 exercise price: 1.60 million options outstanding. – HK$1.72 exercise price: 1.00 million options outstanding. – HK$1.45 exercise price: 2.25 million options outstanding.

Across the three tranches, a cumulative 4.85 million shares remain available for future issuance should all outstanding options be exercised. The filing records no exercises, lapses or new grants during October, and no proceeds were raised via option exercise.

Other Capital Instruments • No warrants, convertible securities, or other share-issuing agreements were outstanding or initiated during the month. • No Hong Kong Depositary Receipts are in issue.

Compliance Statement The company confirmed that all regulatory, listing-rule and corporate governance obligations related to share capital and option administration were duly observed during the reporting period.