江苏太仓农村商业银行被罚70万元：理财投资与自营投资风险未完全分离、超资质投资资管产品

金融一线

2025/04/10

　　4月10日金融一线消息，苏州金融监管分局行政处罚信息公开表显示，江苏太仓农村商业银行因理财投资与自营投资风险未完全分离、超资质投资资管产品被罚款70万元。同时，郭佳玫（江苏太仓农村商业银行金融市场部总经理）因超资质投资资管产品，被罚款9万元。

　　以下为罚单详细信息：

序号	当事人名称	行政处罚决定书文号	主要违法违规行为	行政处罚内容	作出决定机关
1	江苏太仓农村商业银行股份有限公司	苏州金罚决字〔2025〕4号	理财投资与自营投资风险未完全分离、超资质投资资管产品	罚款70万元	苏州金融监管分局
2	郭佳玫（江苏太仓农村商业银行股份有限公司金融市场部总经理）	苏州金罚决字〔2025〕5号	超资质投资资管产品	罚款9万元	苏州金融监管分局

海量资讯、精准解读，尽在新浪财经APP

责任编辑：小浪快报

免责声明：投资有风险，本文并非投资建议，以上内容不应被视为任何金融产品的购买或出售要约、建议或邀请，作者或其他用户的任何相关讨论、评论或帖子也不应被视为此类内容。本文仅供一般参考，不考虑您的个人投资目标、财务状况或需求。TTM对信息的准确性和完整性不承担任何责任或保证，投资者应自行研究并在投资前寻求专业建议。

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