Southwest Securities International's Subsidiaries Submit Exit Plans for SFC Review in Corporate Finance and Futures Activities

Reuters
08/29
<a href="https://laohu8.com/S/600369">Southwest Securities</a> International's Subsidiaries Submit Exit Plans for SFC Review in Corporate Finance and Futures Activities

Southwest Securities International Securities Limited has been working on strategic adjustments involving its wholly-owned subsidiaries. Southwest Securities (HK) Capital Limited and Southwest Securities (HK) Futures Limited have submitted exit plans to the Securities and Futures Commission to cease their activities in advising on corporate finance and dealing in futures contracts, respectively. These plans are currently under review. Meanwhile, the company is emphasizing its focus on Type 1 (Dealing in securities), Type 4 (Advising on securities), and Type 9 (Asset management) regulated activities. The Group has also suspended its proprietary trading to strengthen risk management and plans to resume it based on market conditions. Southwest Securities (HK) Asset Management Limited, another subsidiary, has successfully engaged multiple clients for investment advisory services and business consulting on fund formation, signaling a shift towards expanding its investment management offerings.

Disclaimer: This news brief was created by Public Technologies (PUBT) using generative artificial intelligence. While PUBT strives to provide accurate and timely information, this AI-generated content is for informational purposes only and should not be interpreted as financial, investment, or legal advice. Southwest Securities International Securities Limited published the original content used to generate this news brief on August 29, 2025, and is solely responsible for the information contained therein.

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