13D Filings

Dow Jones
6小时前

These disclosures are from 13Ds filed with the Securities and Exchange Commission. 13Ds are filed within 10 days of an entity's attaining more than 5% in any class of a company's securities. Subsequent changes in holdings or intentions must be reported in amended filings. This material is from Oct. 1 through Oct. 7, 2026. Source: VerityData

Activist Filings

Vail Resorts (MTN) DKR Oasis Management raised its stake in the ski resort operator to 3,223,435 shares. Oasis did so through the purchase of 599,523 Vail Resorts shares from Sept. 23 through Sept. 28 at per share prices ranging from $135.81 to $139.81.

The purchases came after Oasis notified Vail Resorts on Sept. 10 of its intent to nominate four director candidates at the 2026 annual meeting, including Robert Chapek and retired Olympic skier Picabo Street. Oasis contends that Vail's valuation relative to peers doesn't fully reflect its portfolio of 42 mountain resorts, and that a reconstituted board would sharpen the company's focus on guest experience, pricing strategy, marketing effectiveness, and fuller use of its hospitality assets.

Following the latest purchases, Oasis continues to own a 9% stake in Vail Resorts' outstanding stock. Shares of Vail Resorts have gained roughly 8.6% in value in 2026.

BrightSpire Capital$(BRSP)$ CWRE SSF Securities Holding filed an initial 13D regarding its stake in the commercial real estate credit REIT, shifting to the stance of an activist investor from previous disclosures in a passive 13G. CWRE SSF Securities Holding reported that it purchased 277,386 BrightSpire Capital shares from July 31 through Sept. 10 at per share prices ranging from $4.49 to $4.97. T

he firm has now asked BrightSpire's board twice to waive the company's 9.8% ownership limit so it could increase its investment, but after the board refused both requests without substantive explanation, CWRE said that it could no longer remain a passive investor while shares trade near all-time lows.

Following the latest purchases, CWRE SSF Securities Holding owns 10,982,257 BrightSpire Capital shares, or 8.7% of those outstanding. Shares of BrightSpire Capital have lost roughly 33.7% of their value in 2026.

Increases in Holdings

Elastic (ESTC) Pictet Asset Management raised its stake in the data analytics software company to 5,445,175 shares. Pictet Asset Management reported that it purchased 257,469 Elastic shares from Sept. 8 through Oct. 5 at per share prices ranging from $83.39 to $94.23, and sold 62,061 shares from Sept. 4 through Oct. 2 at $85.11 to $95.14. Following the latest activity, Pictet Asset Management owns a 5.2% stake in Elastic's outstanding stock. Shares of Elastic have gained roughly 29.7% in value in 2026.

Decreases in Holdings

Navigator Holdings $(NVGS)$ BW Group lowered its stake in the liquefied-gas shipping company to 4,059,078 shares. BW Group did so through the sale of 700,000 Navigator Holdings shares from Sept. 23 through Oct. 1 at per share prices ranging from $22.58 to $23.80. Following the latest sales, BW Group continues to own a 6.6% stake in Navigator Holdings' outstanding stock. Shares of Navigator Holdings have gained about 35.9% in value in 2026.

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