Lufax Holding subscribed to multiple wealth management products for treasury management purposes and, in doing so, triggered various thresholds under the Listing Rules. Certain subscriptions exceeded 5% but remained below 25%, constituting discloseable transactions subject to notification and announcement requirements. Others, when aggregated, surpassed 25% but remained below 75%, constituting major transactions that ordinarily require shareholder approval.

Several of the major transactions have already been fully redeemed, and Lufax Holding does not intend to dispatch a shareholder circular at this stage. The entity acknowledged that it should have published announcements and relevant circulars earlier, attributing the delay to unintentional oversight. Lufax Holding plans to strengthen its internal control and compliance systems by designating personnel to monitor transaction amounts, arranging additional training, and improving disclosure procedures to ensure adherence to the Listing Rules going forward.