China Securities Regulatory Commission imposed a fine worth 10.2 million yuan against Northeast Securities' (SHE:000686) unit, Bohai Futures, for trade manipulation, according to a Shenzhen Stock Exchange filing on Saturday.
A probe found that Bohai Futures was involved in the manipulation of a coke and coking coal trade contract, which affected the futures trading volume and prices.
The regulator also fined some of the people-in-charge of the manipulation between 100,000 yuan and 200,000 yuan, the Chinese financial services provider said.
Northeast's shares closed 1% lower.
免責聲明：投資有風險，本文並非投資建議，以上內容不應被視為任何金融產品的購買或出售要約、建議或邀請，作者或其他用戶的任何相關討論、評論或帖子也不應被視為此類內容。本文僅供一般參考，不考慮您的個人投資目標、財務狀況或需求。TTM對信息的準確性和完整性不承擔任何責任或保證，投資者應自行研究並在投資前尋求專業建議。