江蘇太倉農村商業銀行被罰70萬元：理財投資與自營投資風險未完全分離、超資格投資資管產品

金融一線

2025/04/10

　　4月10日金融一線消息，蘇州金融監管分局行政處罰信息公開表顯示，江蘇太倉農村商業銀行因理財投資與自營投資風險未完全分離、超資格投資資管產品被罰款70萬元。同時，郭佳玫（江蘇太倉農村商業銀行金融市場部總經理）因超資格投資資管產品，被罰款9萬元。

　　以下為罰單詳細信息：

序號	當事人名稱	行政處罰決定書文號	主要違法違規行為	行政處罰內容	作出決定機關
1	江蘇太倉農村商業銀行股份有限公司	蘇州金罰決字〔2025〕4號	理財投資與自營投資風險未完全分離、超資格投資資管產品	罰款70萬元	蘇州金融監管分局
2	郭佳玫（江蘇太倉農村商業銀行股份有限公司金融市場部總經理）	蘇州金罰決字〔2025〕5號	超資格投資資管產品	罰款9萬元	蘇州金融監管分局

海量資訊、精準解讀，盡在新浪財經APP

責任編輯：小浪快報

免責聲明：投資有風險，本文並非投資建議，以上內容不應被視為任何金融產品的購買或出售要約、建議或邀請，作者或其他用戶的任何相關討論、評論或帖子也不應被視為此類內容。本文僅供一般參考，不考慮您的個人投資目標、財務狀況或需求。TTM對信息的準確性和完整性不承擔任何責任或保證，投資者應自行研究並在投資前尋求專業建議。

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20:11","share_image_url":"https://static.laohu8.com/b0d1b7e8843deea78cc308b15114de44","id":"2526956687","market":"other","top_or_hot":-1,"title":"江蘇太倉農村商業銀行被罰70萬元：理財投資與自營投資風險未完全分離、超資格投資資管產品","media":"金融一線","content":"<html><body><div>\n<p>　　4月10日金融一線消息，蘇州金融監管分局行政處罰信息公開表顯示，江蘇太倉農村商業銀行因理財投資與自營投資風險未完全分離、超資格投資資管產品被罰款70萬元。同時，郭佳玫（江蘇太倉農村商業銀行金融市場部總經理）因超資格投資資管產品，被罰款9萬元。</p>\n<p>　　以下為罰單詳細信息：</p>\n<div cms-style=\"font-L align-Center minWidth\">\n<table cms-style=\"table\">\n<tbody>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">序號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">當事人名稱</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政處罰決定書文號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">主要違法違規行為</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政處罰內容</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">作出決定機關</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">1</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">江蘇太倉農村商業銀行股份有限公司</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金罰決字〔2025〕4號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">理財投資與自營投資風險未完全分離、超資格投資資管產品</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">罰款70萬元</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金融監管分局</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">2</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">郭佳玫（江蘇太倉農村商業銀行股份有限公司金融市場部總經理）</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金罰決字〔2025〕5號</p>\n</td>\n<td 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cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">序號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">當事人名稱</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政處罰決定書文號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">主要違法違規行為</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">行政處罰內容</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">作出決定機關</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">1</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">江蘇太倉農村商業銀行股份有限公司</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金罰決字〔2025〕4號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">理財投資與自營投資風險未完全分離、超資格投資資管產品</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">罰款70萬元</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金融監管分局</p>\n</td>\n</tr>\n<tr cms-style=\"tr\">\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">2</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">郭佳玫（江蘇太倉農村商業銀行股份有限公司金融市場部總經理）</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金罰決字〔2025〕5號</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">超資格投資資管產品</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">罰款9萬元</p>\n</td>\n<td cms-style=\"td\">\n<p cms-style=\"font-L align-Center isIntable \">蘇州金融監管分局</p>\n</td>\n</tr>\n</tbody>\n</table>\n</div>\n<div>\n<div><img src=\"\"/></div>\n<div>海量資訊、精準解讀，盡在新浪財經APP</div>\n</div>\n<p>責任編輯：小浪快報</p>\n</div></body></html>\n<div class=\"bt-text\">\n\n\n<p> 來源：<a href=\"https://finance.sina.com.cn/jryx/fd/2025-04-10/doc-inessuet9053839.shtml\">金融一線</a></p>\n<p>為提升您的閱讀體驗，我們對本頁面進行了排版優化</p>\n\n\n</div>\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"BK1560","symbol_name":"內銀股","start_time":0,"source_url":"https://finance.sina.com.cn/jryx/fd/2025-04-10/doc-inessuet9053839.shtml","article_id":"2526956687","we_media_id":null,"thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=2526956687","pubTimestamp":1744287060,"columns":[],"sourceInfo":{"source_id":"sina","name":"sina"},"weMediaInfo":null,"summary":"4月10日金融一線消息，蘇州金融監管分局行政處罰信息公開表顯示，江蘇太倉農村商業銀行因理財投資與自營投資風險未完全分離、超資格投資資管產品被罰款70萬元。","collect":0,"end_time":0,"defaultTopTitle":"sina.com.cn","property":[],"viewcount":null,"language":"zh","relate_stocks":{"BK1560":"内银股","BK1231":"综合性银行","09668":"渤海银行"},"translate_title":"Jiangsu Taicang Rural Commercial Bank was fined 700,000 yuan: the risks of financial investment and 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