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2025年6月30日，中金公司（CICC）在香港特別行政區發佈了兩則管理支持類職位的招聘信息，包括法律合規部的“合規官 - 一級市場合規（J18123）”和財務部的“財務主管 - 經紀業務（J18090）”。其中，“合規官 - 一級市場合規（J18123）” 主要爲中金公司在香港開展的投行、資本市場和研究業務活動提供合規覆蓋，並支持香港控制室的職能和活動；而“財務主管 - 經紀業務（J18090）” 主要負責編制日常分錄、進行對賬、支持發票開具和查詢、月末結賬、財務報告、損益分析等工作，同時優化會計流程，支持公司整體數字化財務 / 會計平臺的開發。這兩個職位均要求應聘者具備相關的專業知識和技能，以及良好的溝通能力和團隊合作精神。更多職位詳情可點擊中金公司官網查看。

Compliance Officer - Primary Markets Compliance(J18123)

需求部門：法律合規部

招聘類別：社會招聘

發佈時間：2025-06-30

工作地點：香港特別行政區

工作職責：

Job Descriptions

Reporting to the Head of Primary Markets Compliance for Hong Kong, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the “Firm”) for its IB, CM, and Research business activities conducted from Hong Kong, as well as supporting the Hong Kong Control Room functions and activities. Key responsibilities include but are not limited to:

•Providing regulatory advice to the Investment Banking Department, Capital Markets Department and Research teams

•Reviewing new business initiatives from a regulatory, best practice and Firm standard perspective

•Maintaining and updating all relevant compliance manuals, policies and procedures to ensure that they properly reflect applicable legal and regulatory requirements, best practices and Firm standards, and issuing new policies and procedures in light of regulatory or business developments

•Performing independent desk reviews and monitoring of investment banking and other Private Side business activities

•Participating in Control Room Operations processes

•Providing Control Room Compliance advisory services to business and functional departments

•Reviewing research reports from a regulatory perspective

•Providing compliance training to business units and infrastructure supporting functions

•Helping manage contacts and relationships with regulators, ensuring that communications with regulators are open and constructive

•Handling any other compliance matters as required for the operation of the Firm’s businesses in Hong Kong

任職資格：

Knowledge and Experience

•Strong financial services compliance and regulatory legal background

•Minimum 3 years of relevant HK compliance experience in providing private side compliance coverage in an investment bank or a securities regulatory authority

•Prior experience in providing in-house compliance or regulatory legal coverage for investment banking business in a financial center will be an added advantage

Skills and Abilities

•A professional with high integrity

•Excellent verbal and written communication skills with fluency in speaking Cantonese, English and Mandarin

•Strong analytical skills, thoughtful

•Detailed-oriented

•Technology-savvy

•Fast learner

•Proactive and able to act independently

•Good team work skills

Qualifications

•University degree in a legal or finance discipline

•A qualified lawyer or accountant would be an advantage

Disclaimer:

CICC is committed to fostering an environment of equity and diversity. We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.

CICC aims to build an inclusive workplace that values the diverse backgrounds, ideas, and cultures of our employees. We strive to create an environment where every employee feels heard, supported, and empowered to contribute to the company's growth and success. By leveraging our collective strengths, we aim to drive innovation and achieve excellence in the industry.

It is CICC’s responsibility to provide equal employment opportunities to all prospective employees, regardless of race, ethnicity, gender, age, disability, or any other characteristics protected by law.

The preceding job description has been designed to indicate the general nature and level of the work to be performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

合規官 - 一級市場合規（J18123）

需求部門：法律合規部

招聘類別：社會招聘

發佈時間：2025-06-30

工作地點：香港特別行政區

工作職責：

在向香港一級市場合規部門主管彙報工作的情況下，合適的人選將負責爲中信證券集團（以下簡稱 “公司”）在香港開展的投行、資本市場和研究業務活動提供合規覆蓋，並支持香港控制室的職能和活動。主要職責包括但不限於：

爲投資銀行部、資本市場部和研究團隊提供監管建議。

從業務監管、最佳實踐和公司標準的角度審視新的業務計劃。

維護和更新所有相關的合規手冊、政策和程序，確保它們準確反映適用的法律和監管要求、最佳實踐和公司標準，並在監管或業務發展的情況下發布新的政策和程序。

對投資銀行和其他私人部門業務活動進行獨立的臺席審查和監控。

參與控制室運營流程。

爲業務部門和職能部門提供控制室合規諮詢服務。

從監管角度審查研究報告。

爲業務部門和基礎設施支持職能提供合規培訓。

協助管理與監管機構的聯繫和關係，確保與監管機構的溝通開放且富有建設性。

處理在香港開展業務所需任何其他合規事宜。

任職資格：

知識和經驗：

具備強大的金融服務合規和監管法律背景。

在投資銀行或證券監管機構從事私人部門合規覆蓋工作至少3年的香港合規經驗。

在金融中心爲投資銀行業務提供內部合規或監管法律覆蓋的經驗將是一個加分項。

技能和能力：

具備高度誠信的專業人士。

具備出色的口頭和書面溝通能力，能流利使用粵語、英語和普通話。

具備強大的分析能力，思維縝密。

注重細節。

熟悉技術。

學習能力強。

積極主動，能夠獨立行動。

具備良好的團隊合作能力。

資格：

法律或金融學科的大學學位。

擁有律師或會計師資格將是優勢。

中金公司致力於營造一個公平和多樣化的環境。我們認識到在業務的各個方面，從招聘和僱傭到專業發展和晉升，公平對待的重要性。

中金公司旨在構建一個包容的工作場所，重視員工的多樣化背景、想法和文化。我們努力創造一個讓每位員工都感到被傾聽、支持和賦權以促進公司成長和成功的環境。通過利用我們的集體優勢，我們旨在推動行業創新和卓越成就。

中金公司有責任爲所有潛在員工提供平等的就業機會，不論其種族、民族、性別、年齡、殘疾或任何其他受法律保護的特徵。

上述職位描述旨在說明該職位的性質和層級，以及分配給該分類的員工的工作內容。它並非旨在包含或被解釋爲列出員工執行該職位的職責、責任和資格要求的全面清單。

Financial Controller – Brokerage Business(J18090)

需求部門：財務部

招聘類別：社會招聘

發佈時間：2025-06-30

工作地點：香港特別行政區

工作職責：

Job Descriptions

•Prepare daily journal entries and reconcile with back-office system to ensure completeness of all transactions

•Perform daily bank reconciliation, intercom reconciliation and trade system reconciliation

•Reconcile initial and secondary market commission between upstream trading system and internal financial system on a timely basis

•Support invoice billing and queries including but not limited to P&L recognition and tax issues

•Perform month end closing, financial reporting, and regular P&L analysis

•Support business on a daily basis, help prepare relevant schedules and breakdowns

•Liaise with external/internal auditors and support semi-annual and annual audit

•Optimize accounting process and support the development of firm wide digitalized financial/accounting platform

任職資格：

Skills and Abilities

•2-5 years’ related working experience from financial service industry

•In-depth understanding of the Hong Kong Accounting Standards and Hong Kong Financial Reporting Standards

•Knowledge in securities brokerage business and financial products

•Good numerical and analytical skills

•Good interpersonal skills, and able to work independently

•Good command of English and Mandarin

•Proficient in Microsoft Excel, extended experience on VBA/Python preferred

Qualifications

•Bachelor’s degree in accountancy/Finance or equivalent

•Qualified accountant under ACCA/HKICPA/other recognized accounting bodies preferred

Disclaimer:

CICC is committed to fostering an environment of equity and diversity. We recognize the importance of fair treatment in all aspects of our business, from recruitment and hiring to professional development and advancement.

CICC aims to build an inclusive workplace that values the diverse backgrounds, ideas, and cultures of our employees. We strive to create an environment where every employee feels heard, supported, and empowered to contribute to the company's growth and success. By leveraging our collective strengths, we aim to drive innovation and achieve excellence in the industry.

It is CICC’s responsibility to provide equal employment opportunities to all prospective employees, regardless of race, ethnicity, gender, age, disability, or any other characteristics protected by law.

The preceding job description has been designed to indicate the general nature and level of the work to be performed by employees within this classification. It is not intended to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.

財務主管 - 經紀業務（J18090）

需求部門：財務部

招聘類別：社會招聘

發佈時間：2025-06-30

工作地點：香港特別行政區

工作職責：

編制日常分錄並與後臺系統對賬，確保所有交易的完整性。

進行日常銀行對賬、內部對賬和交易系統對賬。

及時在上游交易系統和內部財務系統之間對一級和二級市場佣金進行對賬。

支持發票開具和查詢，包括但不限於損益確認和稅務問題。

進行月末結賬、財務報告和定期損益分析。

日常支持業務部門，幫助準備相關時間表和明細表。

與外部/內部審計師溝通，支持半年度和年度審計。

優化會計流程，支持公司整體數字化財務/會計平臺的開發。

任職資格：

技能和能力：

擁有金融服務行業2-5年相關工作經驗。

深入瞭解香港會計準則和香港財務報告準則。

瞭解證券經紀業務和金融產品。

具備良好的數字處理能力和分析能力。

具備良好的人際交往能力，能夠獨立工作。

英語和普通話水平良好。

精通Microsoft Excel，有VBA/Python使用經驗者優先。

資格：

會計/金融或相關領域的學士學位。

擁有ACCA/HKICPA/其他認可會計機構的註冊會計師資格者優先。

中金公司致力於營造一個公平和多樣化的環境。我們認識到在業務的各個方面，從招聘和僱傭到專業發展和晉升，公平對待的重要性。

中金公司旨在構建一個包容的工作場所，重視員工的多樣化背景、想法和文化。我們努力創造一個讓每位員工都感到被傾聽、支持和賦權以促進公司成長和成功的環境。通過利用我們的集體優勢，我們旨在推動行業創新和卓越成就。

中金公司有責任爲所有潛在員工提供平等的就業機會，不論其種族、民族、性別、年齡、殘疾或任何其他受法律保護的特徵。

上述職位描述旨在說明該職位的性質和層級，以及分配給該分類的員工的工作內容。它並非旨在包含或被解釋爲列出員工執行該職位的職責、責任和資格要求的全面清單。

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