Southwest Securities International Securities Limited has been working on strategic adjustments involving its wholly-owned subsidiaries. Southwest Securities (HK) Capital Limited and Southwest Securities (HK) Futures Limited have submitted exit plans to the Securities and Futures Commission to cease their activities in advising on corporate finance and dealing in futures contracts, respectively. These plans are currently under review. Meanwhile, the company is emphasizing its focus on Type 1 (Dealing in securities), Type 4 (Advising on securities), and Type 9 (Asset management) regulated activities. The Group has also suspended its proprietary trading to strengthen risk management and plans to resume it based on market conditions. Southwest Securities (HK) Asset Management Limited, another subsidiary, has successfully engaged multiple clients for investment advisory services and business consulting on fund formation, signaling a shift towards expanding its investment management offerings.
免責聲明:投資有風險,本文並非投資建議,以上內容不應被視為任何金融產品的購買或出售要約、建議或邀請,作者或其他用戶的任何相關討論、評論或帖子也不應被視為此類內容。本文僅供一般參考,不考慮您的個人投資目標、財務狀況或需求。TTM對信息的準確性和完整性不承擔任何責任或保證,投資者應自行研究並在投資前尋求專業建議。