ALT5 Sigma Shares Rise on Regaining Nasdaq Compliance

Dow Jones

昨天

By Elias Schisgall

Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules.

Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year.

The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports.

Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12.

"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards," Chief Executive Officer Tony Isaac said. "This filing represents our commitment to maintaining the highest standards of corporate governance and transparency."

Write to Elias Schisgall at elias.schisgall@wsj.com

(END) Dow Jones Newswires

January 14, 2026 10:00 ET (15:00 GMT)

Copyright (c) 2026 Dow Jones & Company, Inc.

應版權方要求，你需要登入查看該內容

登入 / 註冊

免責聲明：投資有風險，本文並非投資建議，以上內容不應被視為任何金融產品的購買或出售要約、建議或邀請，作者或其他用戶的任何相關討論、評論或帖子也不應被視為此類內容。本文僅供一般參考，不考慮您的個人投資目標、財務狀況或需求。TTM對信息的準確性和完整性不承擔任何責任或保證，投資者應自行研究並在投資前尋求專業建議。

熱議股票

1
2
3
4
5
6
7
8
9
10

{"basename":"/hant","ssrTDKData":{"titleTemplate":"%s - 老虎證券","title":"老虎证券全球投资理财平台| 一站式投资美股新股港股A股","description":"老虎证券助您一站式投资美股，新股，港股，A股等全球金融理财产品。新加坡华人最信赖的在线投资平台，现在加入即享低费用，24/5 无时差炒美股投资理财！","keywords":"老虎證券,老虎證券開戶,老虎券商,老虎證券官網,老虎證券app,tigertrade老虎證券,股票,炒股,新加坡股票交易平臺,投資,投資理財","social":{"ogDescription":"老虎证券助您一站式投资美股，新股，港股，A股等全球金融理财产品。新加坡华人最信赖的在线投资平台，现在加入即享低费用，24/5 无时差炒美股投资理财！","ogImage":"https://c1.itigergrowtha.com/portal5/static/media/og-logo.be62fbe1.png","ogUrl":"https://www.itiger.com/hant/news/2603617544"},"companyName":"老虎證券"},"pageData":{"isMobile":false,"isTiger":false,"isTTM":true,"region":"SGP","license":"TBSG","edition":"fundamental"},"isCrawlerRequest":true,"__swrFallback__":{"@#url:\"https://stock-news.skytigris.cn/v3/news\",params:#id:\"2603617544\",edition:\"fundamental\",auth_exemption:1,,,undefined,":{"share":"https://ttm.financial/m/news/2603617544?lang=zh_TW&edition=fundamental","thumbnail":"","is_english":true,"pubTime":"2026-01-14 23:00","share_image_url":"https://static.laohu8.com/e9f99090a1c2ed51c021029395664489","id":"2603617544","market":"nz","top_or_hot":-1,"title":"ALT5 Sigma Shares Rise on Regaining Nasdaq Compliance","media":"Dow Jones","content":"<font class=\"NormalMinus1\" face=\"Arial\">\n<p>\n  By Elias Schisgall \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules. \n</p>\n<p>\n  Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year. \n</p>\n<p>\n  The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports. \n</p>\n<p>\n  Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12. \n</p>\n<p>\n  \"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards,\" Chief Executive Officer Tony Isaac said. \"This filing represents our commitment to maintaining the highest standards of corporate governance and transparency.\" \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  Write to Elias Schisgall at elias.schisgall@wsj.com \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  (END) Dow Jones Newswires\n</p>\n<p>\n  January 14, 2026 10:00 ET (15:00 GMT)\n</p>\n<p>\n  Copyright (c) 2026 Dow Jones &amp; Company, Inc.\n</p>\n</font>","source":null,"html":"<!DOCTYPE html>\n<html>\n<head>\n<meta http-equiv=\"Content-Type\" content=\"text/html; charset=utf-8\" />\n<meta name=\"viewport\" content=\"width=device-width,initial-scale=1.0,minimum-scale=1.0,maximum-scale=1.0,user-scalable=no\"/>\n<meta name=\"format-detection\" content=\"telephone=no,email=no,address=no\" />\n<title>ALT5 Sigma Shares Rise on Regaining Nasdaq Compliance</title>\n<style type=\"text/css\">\na,abbr,acronym,address,applet,article,aside,audio,b,big,blockquote,body,canvas,caption,center,cite,code,dd,del,details,dfn,div,dl,dt,\nem,embed,fieldset,figcaption,figure,footer,form,h1,h2,h3,h4,h5,h6,header,hgroup,html,i,iframe,img,ins,kbd,label,legend,li,mark,menu,nav,\nobject,ol,output,p,pre,q,ruby,s,samp,section,small,span,strike,strong,sub,summary,sup,table,tbody,td,tfoot,th,thead,time,tr,tt,u,ul,var,video{ font:inherit;margin:0;padding:0;vertical-align:baseline;border:0 }\nbody{ font-size:16px; line-height:1.5; color:#999; background:transparent; }\n.wrapper{ overflow:hidden;word-break:break-all;padding:10px; }\nh1,h2{ font-weight:normal; line-height:1.35; margin-bottom:.6em; }\nh3,h4,h5,h6{ line-height:1.35; margin-bottom:1em; }\nh1{ font-size:24px; }\nh2{ font-size:20px; }\nh3{ font-size:18px; }\nh4{ font-size:16px; }\nh5{ font-size:14px; }\nh6{ font-size:12px; }\np,ul,ol,blockquote,dl,table{ margin:1.2em 0; }\nul,ol{ margin-left:2em; }\nul{ list-style:disc; }\nol{ list-style:decimal; }\nli,li p{ margin:10px 0;}\nimg{ max-width:100%;display:block;margin:0 auto 1em; }\nblockquote{ color:#B5B2B1; border-left:3px solid #aaa; padding:1em; }\nstrong,b{font-weight:bold;}\nem,i{font-style:italic;}\ntable{ width:100%;border-collapse:collapse;border-spacing:1px;margin:1em 0;font-size:.9em; }\nth,td{ padding:5px;text-align:left;border:1px solid #aaa; }\nth{ font-weight:bold;background:#5d5d5d; }\n.symbol-link{font-weight:bold;}\n/* header{ border-bottom:1px solid #494756; } */\n.title{ margin:0 0 8px;line-height:1.3;color:#ddd; }\n.meta {color:#5e5c6d;font-size:13px;margin:0 0 .5em; }\na{text-decoration:none; color:#2a4b87;}\n.meta .head { display: inline-block; overflow: hidden}\n.head .h-thumb { width: 30px; height: 30px; margin: 0; padding: 0; border-radius: 50%; float: left;}\n.head .h-content { margin: 0; padding: 0 0 0 9px; float: left;}\n.head .h-name {font-size: 13px; color: #eee; margin: 0;}\n.head .h-time {font-size: 12.5px; color: #7E829C; margin: 0;}\n.small {font-size: 12.5px; display: inline-block; transform: scale(0.9); -webkit-transform: scale(0.9); transform-origin: left; -webkit-transform-origin: left;}\n.smaller {font-size: 12.5px; display: inline-block; transform: scale(0.8); -webkit-transform: scale(0.8); transform-origin: left; -webkit-transform-origin: left;}\n.bt-text {font-size: 12px;margin: 1.5em 0 0 0}\n.bt-text p {margin: 0}\n</style>\n</head>\n<body>\n<div class=\"wrapper\">\n<header>\n<h2 class=\"title\">\nALT5 Sigma Shares Rise on Regaining Nasdaq Compliance\n</h2>\n<h4 class=\"meta\">\n<div class=\"head\" \">\n\n<div class=\"h-thumb\" style=\"background-image:url(https://static.tigerbbs.com/150f88aa4d182df19190059f4a365e99);background-size:cover;\"></div>\n\n<div class=\"h-content\">\n<p class=\"h-name\">Dow Jones </p>\n<p class=\"h-time smaller\">2026-01-14 23:00</p>\n</div>\n</div>\n</h4>\n</header>\n<article>\n<font class=\"NormalMinus1\" face=\"Arial\">\n<p>\n  By Elias Schisgall \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules. \n</p>\n<p>\n  Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year. \n</p>\n<p>\n  The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports. \n</p>\n<p>\n  Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12. \n</p>\n<p>\n  \"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards,\" Chief Executive Officer Tony Isaac said. \"This filing represents our commitment to maintaining the highest standards of corporate governance and transparency.\" \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  Write to Elias Schisgall at elias.schisgall@wsj.com \n</p>\n<pre style=\"white-space: pre\">\n \n</pre>\n<p>\n  (END) Dow Jones Newswires\n</p>\n<p>\n  January 14, 2026 10:00 ET (15:00 GMT)\n</p>\n<p>\n  Copyright (c) 2026 Dow Jones &amp; Company, Inc.\n</p>\n</font>\n</article>\n</div>\n</body>\n</html>\n","isBrief":false,"type":0,"news_type":1,"symbol":"BK4007","symbol_name":"製藥","start_time":0,"source_url":"https://dowjonesnews.com/newdjn/logon.aspx?AL=N","article_id":"2603617544","we_media_id":"106","thumbnails":[],"rights":null,"url":"https://stock-news.laohu8.com/highlight/detail?id=2603617544","pubTimestamp":1768402800,"columns":[],"sourceInfo":null,"weMediaInfo":{"media_name":"Dow Jones","introduction":"Dow Jones publishes the world’s most trusted business news and financial information in a variety of media.","home_visible":0,"id":"106","head_image":"https://static.tigerbbs.com/150f88aa4d182df19190059f4a365e99"},"summary":"Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules.Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year.The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports.Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12.\"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards,\" Chief Executive Officer Tony Isaac said. \"This filing represents our commitment to maintaining the highest standards of corporate governance and transparency.\"","collect":0,"end_time":0,"defaultTopTitle":"","property":[],"viewcount":null,"language":"en","relate_stocks":{"BK4007":"制药","ALTS":"PROSHARES MORNINGSTAR ALTERNATIVES SOLUTION ETF","BK4112":"金融交易所和数据"},"translate_title":"ALT5 Sigma股价因重新获得纳斯达克合规性而上涨","themeId":null,"isJumpTheme":false,"ttsUrl":null,"symbols_score_info":{"NQmain":1.5,"ALTS":0.9},"content_text":"By Elias Schisgall \n\n\n \n\n\n  Shares of ALT5 Sigma rose after the financial technology company said it was back in compliance with Nasdaq's financial reporting rules. \n\n\n  Shares were up 19% to $2.15 in Wednesday morning trading. The stock has fallen 65% in the past year. \n\n\n  The company said Wednesday that it had received a letter from Nasdaq indicating that it was back in compliance with the rule, which requires regular filings of financial reports. \n\n\n  Nasdaq had notified the company on Nov. 19 that it had fallen out of compliance with the rule due to the delayed filing of its Form 10-Q for the period ended Sept. 27. The company submitted the filing on Jan. 12. \n\n\n  \"We are pleased that this matter has been resolved and that the Company is once again back in compliance regarding its Financials late filing delinquency as per Nasdaq's listing standards,\" Chief Executive Officer Tony Isaac said. \"This filing represents our commitment to maintaining the highest standards of corporate governance and transparency.\" \n\n\n \n\n\n  Write to Elias Schisgall at elias.schisgall@wsj.com \n\n\n \n\n\n  (END) Dow Jones Newswires\n\n\n  January 14, 2026 10:00 ET (15:00 GMT)\n\n\n  Copyright (c) 2026 Dow Jones & Company, Inc.","kind":"highlight","is_publish_news":true,"is_publish_highlight":false,"is_publish_live":false,"is_publish_wemedia":null,"editions":null,"column":"","sentiment":"1","news_tag":"policyRegulatory","news_rank":0,"symbols":[],"gpt_button":0,"need_auth":true,"code":"91000000","status":"200"}}}