Alibaba filed a Form 3 initial statement of beneficial ownership for Wu Yongming, who is Chief Executive Officer and a director. Wu reported direct beneficial ownership of 959,752 ordinary shares. Wu also reported indirect beneficial ownership of 12.32 million ordinary shares held by a trust. Wu reported derivative holdings including restricted share units covering 960,000 ordinary shares. Wu reported options to buy 16 million ordinary shares with an exercise price of USD 78.37 per ADS.

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