签字即被罚?中信证券

市场资讯
25 Jul

来源:券业行家要说投行罚单,圈内人士倒也颇为熟悉。然而,中信证券两名保代这边吭哧吭哧的签字,那边监管悄无声息的处罚,这情景似乎有些奇怪。新增C类无意中查看C类保代名单,行家有了意外发现:中信证券什么时候新增了两位?细看两名保代的执业信息:王京奇2016年8月登记执业于中信建投;2020年9月加入中信证券,同年12月成为保荐代表人,唯一一单签署项目为2024年中再资环非公开发行项目。刘拓于2010年...

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