深交所:本周对84起证券异常交易行为采取了自律监管措施

格隆汇
Mar 07

格隆汇3月7日|深交所发布深市监管动态。3月3日至3月7日,本所共对84起证券异常交易行为采取了自律监管措施,涉及盘中拉抬打压、虚假申报等异常交易情形;共对 4起上市公司重大事项进行核查,并上报证监会2起涉嫌违法违规案件线索。2月28日至3月6日,本所对1宗违规行为进行纪律处分,涉及信息披露及规范运作违规;对1宗违规行为发出监管函,涉及信息披露及规范运作违规。本周发出问询函24份,其他函件6份。

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