“长牙带刺、有棱有角”是监管部门对证券行业一以贯之的态度。证监会提出持续强化对证券公司从业人员的监管。2025年2月，中国证监会与最高人民检察院联合举行新闻发布会并发布指导性案例。会上提出针对金融机构从业人员管理问题，向行政主管部门、行业协会、金融机构制发检察建议，推动实现“办理一案、治理一片”。此外，证监会强调对从业人员的法治宣传和职业道德教育，引导诚信经营、合法交易、依法履责，促推资本市场健康...
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