《股市简讯》香港耀才证券金融盘中挫跌4%,监控清洗交易不力遭证监会罚款

路透中文
Jul 28
《股市简讯》香港<a href="https://laohu8.com/S/01428">耀才证券金融</a>盘中挫跌4%,监控清洗交易不力遭证监会罚款

* 今年3月获蚂蚁科技集团完成控制权收购的耀才证券金融1428.HK周二盘中挫跌4%至6.1港元,创一周新低。

* 香港证监会此前对耀才证券金融旗下的耀才证券国际作出谴责并罚款280万港元,因涉及内部监控缺失,导致于2023年11月至2025年9月期间有615个客户帐户执行多清洗交易。

* 清洗交易指并不涉及股份实益拥有权的任何转变的交易,即某人从自己手中买入股份;该等交易能在交易活动方面造成虚假或具误导性的表象,从而扭曲相关股份的实际供求情况。

* 蚂蚁科技集团去年4月提出每股3.28港元收购耀才证券金融大股东手上约50.6%的权益,在完成各项监管审批后,至今年3月正式完成。(完)

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