Investment safety has always been our top priority. A compliant broker helps ensure asset safety and minimize investment risks. Tiger Brokers has licenses in the United States, Singapore and other countries. Client money is segregated in custody accounts in accordance with the regulatory requirements of respective jurisdictions and we take all necessary steps to safeguard our customers' assets.
Client assets are held and kept in custody accounts, separated from the broker's own capital. Detailed calculation and reconciliation of client money and securities are performed on each trading day.
Client assets are subject to the regulator's periodical strict review and external and internal audits. Meanwhile, Tiger Brokers must strictly comply with regulatory requirements to maintain capital adequacy ratios and a strong anti-risk capability, so as to protect client interests.
Tiger Brokers performs due diligence on our counterparties and ensures that adequate controls are in place to monitor client funds on an on-going basis.
Member of the Financial Industry Regulatory Authority (FINRA)
Member of the Securities Investor Protection Corporation (SIPC)
Registered with SEC as an Registered Investment Advisor (SEC)
Member of National Futures Association (NFA)
Member of Depository Trust Company (DTC)
Member of National Securities Clearing Corporation (NSCC)
Financial Service Providers Register（FSP473106）
Regulated by the Australian Securities & Investments Commission (ASIC)
Capital Markets Services License