美国财富管理行业再现重磅人事变动。威斯康星州知名咨询团队Waznik Heike Group日前宣布脱离Osaic集团，携7.5亿美元管理资产转投LPL金融旗下。这支由11名顾问组成的精锐部队将全面接入LPL的经纪自营商平台、资产托管及注册投资顾问服务体系。
该团队以威斯康星州西北部小镇梅诺莫尼为总部，业务覆盖威斯康星西部及明尼苏达东部市场，同时在杜兰德、奥克莱尔、莱斯莱克和苏必利尔设有分部。创始合伙人布拉德·瓦兹尼克与注册理财规划师约翰·海克共同掌舵，前者拥有38年行业经验，后者从业履历达17年。
"我们亟需能助力提升客户体验档次的合作伙伴，"瓦兹尼克强调选择LPL的关键考量，"其技术支撑与后台运营支持令人印象深刻，自清算模式更是额外优势。"团队另一位核心海克补充道："多数客户面临退休规划挑战，我们正协助他们化解财务焦虑，尽享黄金岁月。"
此次跳槽正值LPL加速整合并购标的联邦金融网（Commonwealth Financial Network）之际。这家全美最大独立经纪商同步拓展银行服务与另类投资渠道，持续向传统华尔街巨头发起挑战。值得关注的是，该团队加盟Osaic未满十八个月即再度易主，Osaic拒绝对人员流失置评。
除两位创始人外，团队还涵盖9名资深顾问，专长领域覆盖退休规划、商业咨询、保险及税务筹划。海克指出："协助客户在财务责任与生活品质间取得平衡，正是我们的核心价值所在。"
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