SEC驳回Egan-Jones扩大评级业务范围的申请

投资观察
Aug 13

Egan-Jones Ratings这家信用评级机构,近期因前员工指控其评级虚高而备受关注。如今,其扩展资产支持证券评级业务的计划遭到重创——美国证券交易委员会(SEC)于周三正式否决了该公司的相关申请。

对此次裁决,Egan-Jones未立即回应置评请求。不过,该公司仍获SEC授权,可对其他债务类型进行评级,包括私人信贷。此外,作为人寿与年金保险公司“私人信函评级”的主要供应商,Egan-Jones依然占据重要地位。据《华尔街日报》近期分析,保险公司约400亿美元的投资,均带有该公司的评级印记。

SEC指出,在Egan-Jones申请评级资产支持证券的过程中,发现其中存在不实之处。这类结构化投资产品,正日益受到保险公司的青睐。SEC进一步披露,作为申请材料的一部分,两家大型投资者声称,过去三年一直依赖Egan-Jones的资产支持证券评级。然而,实际情况是,Egan-Jones在那段被投资者引用的三年完整时期内,并未真正发布过任何资产支持证券的评级结果。

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