CSRC Imposes Formal Penalty on Guandian Defence; Eligible Investors Eligible for Loss Compensation

Market Watcher
16 Jul

On July 16, 2025, Guandian Defence Technology Co., Ltd. announced receipt of the "Administrative Penalty Decision" from the Beijing Securities Regulatory Bureau. The penalty stems from violations in information disclosure regulations, marking an official regulatory sanction against the company.

The Beijing CSRC investigation identified three key violations: 1. Between 2022 and 2023, Guandian Defence failed to disclose non-operational fund occupation involving related-party transactions and external guarantees. These omissions resulted in material information gaps in both its Transfer Listing Report to the Shanghai Stock Exchange's STAR Market and periodic financial filings. 2. During 2024, the company neglected timely disclosure of similar non-operational fund occupation and guarantee arrangements. 3. The 2022 annual report contained materially false financial records.

For these violations, the Beijing CSRC has imposed a formal warning against Guandian Defence alongside a 9.5 million yuan fine. Responsible individuals face additional warnings and monetary penalties ranging from 900,000 yuan to 14 million yuan.

Under securities regulations, investors suffering losses due to corporate misrepresentation may seek compensation. Those who purchased ST Guandian shares between May 25, 2022 and April 29, 2024, and either held or sold at a loss after April 30, 2024, qualify for potential damages recovery.

Eligibility requirements reflect legal assessment standards and should not be construed as investment guidance. Final claim parameters remain subject to judicial determination.

Investors pursuing claims must prepare: 1. Comprehensive trading records covering all transactions from initial purchase through final sale (or current holdings), supplemented with shareholder identification details if statements lack full ID numbers. 2. Copies of government-issued identification.

Legal representation typically operates on contingency: attorneys receive payment only upon successful recovery, calculated as an agreed percentage of compensation awarded. No upfront fees apply, and unsuccessful claims incur no legal costs.

Disclaimer: Investing carries risk. This is not financial advice. The above content should not be regarded as an offer, recommendation, or solicitation on acquiring or disposing of any financial products, any associated discussions, comments, or posts by author or other users should not be considered as such either. It is solely for general information purpose only, which does not consider your own investment objectives, financial situations or needs. TTM assumes no responsibility or warranty for the accuracy and completeness of the information, investors should do their own research and may seek professional advice before investing.

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