Hong Kong-based boutique asset management company Keystone Global Financial Group filed an application with the U.S. Securities and Exchange Commission on Thursday, seeking to raise up to $6 million through an IPO. Keystone Global plans to issue 1.3 million shares at a price range of $4 to $6 per share, raising $6 million in funding. Based on the midpoint of the proposed offering price range, the company would have a market capitalization of $63 million.
Keystone Global is a boutique asset management company that provides discretionary account services and fund investment management. The company generates sales commission revenue through the sale of investment products and services, earns commission income through referral services, and receives related fees through custodial funds. In 2024, the company served 73 clients in Hong Kong and mainland China, primarily high-net-worth individuals.
Founded in 2016, Keystone Global achieved $4 million in revenue during the 12 months ended June 30, 2025. The company plans to list on NASDAQ under the ticker symbol KCG. The company previously submitted a confidential listing application on June 6, 2025. Pacific Century Securities serves as the sole bookrunner for this transaction.