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10月1日 - ** LPL Financial Holdings 宣布以违反行为准则为由解雇首席执行官丹-阿诺德（Dan Arnold），立即生效，盘后股价下跌5.1%，至218.12美元。
** 经纪公司称， (link)，外部调查发现阿诺德 "向员工发表的言论违反了LPL的行为准则"。
** 公司任命现任首席增长官 Rich Steinmeier 担任临时首席执行官
** LPLA 股价周二下跌 1.2%，报收于 229.85 美元，与 6 月份创下的日内最高价 289.88 美元相比下跌了 21%。
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