SGX RegCo Lifts Moratorium on UOB Kay Hian

MT Newswires

Oct 18, 2024

SGX RegCo has lifted the moratorium against UOB-Kay Hian (SGX:U10), following the firm's remedial actions to enhance its policies and procedures regarding initial public offerings and reverse takeovers, according to a Thursday filing on the Singapore Exchange.

The moratorium was imposed on Dec. 27, 2022, prohibiting UOB-Kay Hian from acting as an issue manager or full sponsor for SGX Mainboard and Catalist IPO and reverse-takeover submissions, with exceptions for agreements established before Aug. 31, 2022, according to the filing.

SGX RegCo said UOB-Kay Hian has strengthened oversight within its corporate finance department, addressing the recommendations and conditions set by the regulator.

Price (SGD): S$1.59, Change: S$+0.010, Percent Change: +0.63%

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