光大证券前高管不服处罚闹上法庭,公司治理混乱罚单接二连三

读创客户端
22 Mar

北京金融法院定于2025年5月26日依法公开开庭审理赵远军与证监会处罚类一案。赵远军系光大证券前投行总经理,2024年8月,证监会下发〔2024〕88号行政处罚决定书,对赵远军内幕交易“星星科技”以及“借名”买卖证券行为予以重罚:合计罚款460万元,并处以十年市场禁入。根据行政处罚书内容,赵某军如果对处罚决定不服,可在收到处罚决定书之日起60日内向证监会申请行政复议,也可在收到处罚决定书之日起6个...

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