投行业务半年收7张罚单,申万宏源投行副总被留置后余波未平

南方都市报
23 Apr

申万宏源因投行业务违规再受罚。4月18日,深交所公告表示,决定对海诺尔环保产业股份有限公司(下称“海诺尔”)创业板IPO项目保荐人申万宏源证券承销保荐有限责任公司(下称“申万宏源投行”)、保荐代表人秦明正及王鹏采取约见谈话自律监管措施。南都·湾财社记者注意到,2024年9月,申万宏源投行原副总经理王昭凭被监察机关依法留置,此后申万宏源投行业务违规事项接连浮出水面。据同花顺iFinD数据,以披露日期...

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