中新经纬4月23日电 光大证券股份有限公司南宁金浦路证券营业部被警示。证监会广西监管局网站截图据广西证监局23日消息,经查,光大证券南宁金浦路证券营业部存在向客户介绍人支付报酬,在开展融资融券业务过程中为客户“绕标套现”提供便利,客户回访不规范、不到位等违规行为。广西证监局称,上述情形不符合《证券期货经营机构及其工作人员廉洁从业规定》(证监会令第145号)第九条第一款第一项、《证券公司融资融券...
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