申报担责!申万宏源连收投行罚单

市场资讯
24 Apr

登录新浪财经APP 搜索【信披】查看更多考评等级申报担责!申万宏源连收投行罚单来源:券业行家在投行监管风暴持续发酵中,base魔都的申万投行,接连收到了监管处罚。面临业绩大幅下滑,合规风险高企的艰难时刻,履新仅半年的董事长,正在接受“临危受命”的考验。红头文件下重罚相隔数周,来自沪深交易所的红头文件,连番出现了申万宏源的名号。3月28日,上交所发布〔2025〕53号纪律处分决定书,点名申万宏源证券...

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