金吾财讯 | 美国消费者金融保护局(CFPB)周一表示,已解除2018年针对富国银行(WFC)合规风险管理的同意令,这标志着该行在解决遗留监管问题上取得进展。富国银行称,这是2025年监管机构关闭的第六项针对该行的同意令。
富国银行CEO查理·沙夫表示,"今日终止令的发布,连同近期其他同意令的关闭,表明我们已经完成了大部分共同风险和控制基础设施工作。"
2018年,该行因合规风险管理计划存在问题,与CFPB和货币监理署(OCC)达成同意令(即涉及罚款或具体整改指令的监管行动协议)。
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