美国证券交易委员会结束对摩根士丹利现金归集计划的调查,不采取执法行动

新浪财经
07 May

华尔街银行摩根士丹利(MS)在周一提交的一份文件中表示,美国证券交易委员会已结束对该公司针对咨询账户的现金归集计划的调查,且不会采取执法行动。自去年 4 月以来,该银行一直在与监管机构进行谈判。现金归集计划允许客户从其未投资的现金余额中获取收益。闲置现金会自动转入一个有息账户或货币市场基金,除非账户持有人选择不参与该计划。多家银行的此类计划都受到了美国证券交易委员会的审查,这对它们高利润的财富管理...

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