【麦格理证券遭澳洲证券与投资委员会起诉 被指控不准确汇报沽空交易】澳洲证券与投资委员会(ASIC)在新南威尔士州最高法院向麦格理旗下麦格理证券(澳洲)(MSAL)提出起诉,指控后者在2009年12月11日至2024年2月14日期间误导性地汇报7300万宗沽空交易。今次是ASIC在一年多内对麦格理的第四次监管行动,除罚款外,ASIC亦寻求对MSAL的监管报告系统进行独立审查。

金融界
Yesterday
澳洲证券与投资委员会(ASIC)在新南威尔士州最高法院向麦格理旗下麦格理证券(澳洲)(MSAL)提出起诉,指控后者在2009年12月11日至2024年2月14日期间误导性地汇报7300万宗沽空交易。今次是ASIC在一年多内对麦格理的第四次监管行动,除罚款外,ASIC亦寻求对MSAL的监管报告系统进行独立审查。

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