美国SEC对以太坊和Solana ETF的合规性提出质疑

金色财经
02 Jun

【美国SEC对以太坊和Solana ETF的合规性提出质疑】金色财经报道,美国证券交易委员会(SEC)在声明大多数加密货币质押不在证券法范围内的第二天,对与以太坊和Solana相关的两只拟议ETF提出了质疑。上周五,SEC警告称,与以太坊和索拉纳挂钩的两只拟议ETF可能不符合投资公司的法律定义,这引发了对其注册以及潜在上市资格的担忧。 在致ETF Opportunities Trust的法律顾问的信中,SEC表示,工作人员对REX-Osprey ETH和SOL ETF(包含质押组件)是否按照1940年《投资公司法》的要求主要投资于证券仍有未解决的疑问。 ETF Opportunities Trust是一家总部位于特拉华州的开放式投资公司,作为发起多个交易所交易基金的法律载体,其中包括由REX管理的基金。 根据美国法律,如果一家基金主要从事证券的投资或交易,或者其总资产中有超过40%为投资证券,则该基金被认定为投资公司。

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