两宗券商“老鼠仓”曝光:中信证券前员工趋同交易超千万,华泰员工“盯上”公司自营盘

第一财经
Jun 02, 2025

地方证监局最新披露的罚单,让两起券商从业人员“老鼠仓”案件浮出水面,2家龙头券商中信证券、华泰证券牵涉其中。据安徽证监局,时任中信证券信息技术中心高级经理的李海鹏,在3年多时间里利用亲属证券账户,对该机构托管的某基金进行趋同交易,获利约213万元,最终被“没一罚一”,合计罚没426万元。另据公开报道,李海鹏“盯上”的这只基金,或指向私募大佬邓晓峰旗下某基金产品,其成立时间与证监局披露信息高度吻合。...

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