“老鼠仓”曝光!中信证券前员工偷看私募大佬持仓,获利213万,被罚没超426万

红星资本局
Jun 01, 2025

红星资本局6月1日消息,近日,安徽证监局披露的一份行政处罚决定书,曝光了一起“老鼠仓”案。时任中信证券(600030.SH;6030.HK)信息技术中心高级经理的李海鹏,利用职务权限,获知某知名私募基金交易持仓等未公开信息,并控制妻子及妻子姊妹账户进行趋同交易。最终,李海鹏被监管“没一罚一”,合计罚没超426万元。偷看高某睿远基金持仓趋同交易获利213万元据安徽证监局查明,2015年4月24日,...

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