券商巨头、大华所,被采取自律监管措施

中国基金报
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【导读】中信证券、大华所被书面警示,多人被通报批评中国基金报记者 莫琳6月6日,深圳证券交易所发布对中信证券、大华会计师事务所的监管函,并对相关当事人给予通报批评的决定。监管函显示,在辉芒微电子的IPO过程中,中信证券的两名保荐代表和大华会计师事务所的两名签字注册会计师存在违规行为,因此连同所在机构被监管处罚。事涉三大违规2023年5月25日,深交所受理了辉芒微电子(深圳)股份有限公司创业板IPO...

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