香港证监会:禁止信达国际证券前持牌代表罗文伟重投业界三年

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19 Jun

6月19日,据香港证监会网站消息,香港证监会禁止信达国际证券有限公司(信达国际)前持牌代表罗文伟(男)重投业界三年,由2025年6月19日起至2028年6月18日止。香港证监会经调查后采取上述纪律行动。调查发现,罗曾使用其胞姐和朋友在信达国际及另一家经纪行持有的帐户进行个人交易。2023年3月至9月期间,罗在其胞姐和朋友的帐户,及他于信达国际的个人帐户内,就九只股票执行了合共109项对盘或清洗交易...

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