登录新浪财经APP 搜索【信披】查看更多考评等级 中国经济网北京6月30日讯 证监会网站日前披露了关于对中信证券股份有限公司浙江分公司采取责令改正措施的决定。经查,中信证券股份有限公司绍兴分公司存在从业人员向客户提供投资知识测试或开户知识测评答案、向客户返还业绩奖励、向未和公司签订投顾协议的客户提供投资建议的违规行为,反映出该分公司对所辖分支机构合规管理不到位,违反了《证券公司和证券投资基金管理...
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