证券行业月报:优化分类评价 政策引导资金入市

国信证券
02 Jul

近期,证监会发布《《证券公司分类评价规定(修订草案征求意见稿)》。此次修订正值中国资本市场落实新“国九条”、推进金融供给侧结构性改革的关键时期,其改革深度与广度均超越以往。与2020 版《证券公司分类监管规定》相比,新规在制度设计上实现了三大战略转向:从规模导向转为功能导向,从同质化竞争转向差异化发展,从合规底线管理升级为全面风险管理。这些转变将对证券公司的战略定位、业务结构和行业生态产生深远影响...

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