东海证券因并购旧案吃6000万罚单,多家券商年内因投行业务被罚

第一财经
08 Jul

下半年刚刚开启,就有券商被开出千万级罚单。因一起十年前的重组项目,新三板挂牌券商东海证券被罚没6000万。据东海证券最新公告,公司在金洲慈航(退市前名为*ST金洲)2015年重大资产重组项目中未勤勉尽责,被证监会责令改正、“没一罚三”,没收业务收入1500万元并罚款4500万元。金洲慈航已于两年前退市,退市前连亏五年、扣非净利润累计亏损超157亿元。去年年初,上述重组项目被查明存在信息披露重大遗漏...

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