近日,中国证券业协会发布的保荐代表人分类名单C(处罚处分类)显示,东方证券保荐代表人李方舟、吕晓斌因在哈尔滨岛田大鹏工业股份有限公司(下称“大鹏工业”)IPO项目中履职违规,被采取自律监管措施。这一处罚再次凸显监管层对投行执业质量的严格要求,以及对IPO项目全流程合规性的持续关注。大鹏工业的IPO之路可谓一波三折。作为一家专注于工业精密清洗设备研发制造的企业,其自2020年首次冲刺创业板以来,经历...
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