申万宏源西部证券被罚64万，责任人被罚2万
蓝鲸新闻7月28日讯，近日，中国人民银行新疆维吾尔自治区分行发布了罚单，剑指申万宏源西部证券有限公司及其相关责任人。
罚单显示，申万宏源西部证券有限公司的主要违法违规事实（案由）为：违反反洗钱管理规定。
针对上述违法违规行为，中国人民银行新疆维吾尔自治区分行对其罚款64万元。
此外，田某时任申万宏源西部证券有限公司合规总监、首席风险官，对公司违反反洗钱管理规定的行为负有责任，被罚款2万元。
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