港股中资券商股集体走低,其中,申万宏源跌近5%,弘业期货、国联民生跌4%,中州证券、招商证券、光大证券跌超3%,中国银河、中信建投、中信证券、广发证券、中金公司均跌超1.6%。消息上,证券行业监管持续趋严。近期,全国多地监管部门密集开出超30张券商经纪业务罚单,处罚对象涵盖券商总部、分支机构与从业人员,八大违规事由类型浮出水面,投顾资质、内部管理成高发区。从市场秩序维护到投资者权益守护,监管部门对...
Source Link港股中资券商股集体走低,其中,申万宏源跌近5%,弘业期货、国联民生跌4%,中州证券、招商证券、光大证券跌超3%,中国银河、中信建投、中信证券、广发证券、中金公司均跌超1.6%。消息上,证券行业监管持续趋严。近期,全国多地监管部门密集开出超30张券商经纪业务罚单,处罚对象涵盖券商总部、分支机构与从业人员,八大违规事由类型浮出水面,投顾资质、内部管理成高发区。从市场秩序维护到投资者权益守护,监管部门对...
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