扶优限劣强化证券公司分类监管

经济日报
Sep 01

为完善行业机构分类监管体系、健全服务实体经济的激励约束机制、突出“扶优限劣”,8月22日,证监会发布实施《证券公司分类评价规定》(以下简称《规定》)。证券公司分类评价制度是证券公司监管的基础性制度,被视为引导行业发展的重要风向标,有着“指挥棒”的作用。《证券公司分类监管规定》于2009年发布实施,历经3次修改,已形成较为成熟的评价体系,在引导证券公司强化合规风控、服务实体经济和资本市场高质量发展...

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