香港证监会一周内两度出手!两家国际银行合计被罚2800万港元 专家建议罚款应用于补偿投资者

每日经济新闻
Sep 03

短短一周内,香港证券及期货事务监察委员会(以下简称“香港证监会”)连续出手,对两家国际银行开出罚单。  8月26日,香港证监会与香港金融管理局(以下简称“金管局”)联合通报,对香港上海汇丰银行有限公司(HSBC)作出谴责并罚款420万港元,因其2013年至2021年间发表的研究报告存在披露缺失。  两日后的8月28日,香港证监会再度出手,对德意志银行(Deutsche Bank ...

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