国联民生重庆营业部被警示:业绩反弹与合规整合的“拉锯”

财中社APP
Sep 11, 2025

9月8日,重庆证监局对国联民生证券重庆五红路证券营业部出具警示函,直指合并后内控统一、队伍融合和业务架构调整层面的挑战。作者/翦音志编辑/武岩9月8日,重庆证监局对国联民生(601456)证券重庆五红路证券营业部出具警示函,缘于该部在总部明确要求下仍未及时跟踪、处置2名客户账户“强行登录老平台”的异常情形。作为首家在新“国九条”后完成并购重组并更名的券商,国联民生在上半年业绩大幅反弹的同时,正面对...

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