9月12日,证监会发布修订后的《期货公司分类评价规定》(简称《规定》),完善扣分标准,优化加分标准,进一步完善期货行业分类监管体系,更好分配监管资源。证监会表示,后续将做好《规定》落地实施工作。期货公司分类评价制度是期货公司监管的基础性制度。自2009 年《期货公司分类监管规定(试行)》发布并实施以来,共历经了2011年、2019年和2022年的三次修订。分类评价制度实施以来,在促进期货公司合规...
Source Link9月12日,证监会发布修订后的《期货公司分类评价规定》(简称《规定》),完善扣分标准,优化加分标准,进一步完善期货行业分类监管体系,更好分配监管资源。证监会表示,后续将做好《规定》落地实施工作。期货公司分类评价制度是期货公司监管的基础性制度。自2009 年《期货公司分类监管规定(试行)》发布并实施以来,共历经了2011年、2019年和2022年的三次修订。分类评价制度实施以来,在促进期货公司合规...
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