国联证券再曝内幕交易,两次重组,两次泄密,合规风控何在

珈说财经
Nov 05, 2025

国联证券刚完成与民生证券的重组,却再度因内幕交易被监管点名。五年前国联国金合并信息泄露的旧账犹在,如今又在“新国九条”背景下重蹈覆辙。背后,是这家券商在合规与内控体系上的“顽疾未除”。首单券商重组案曝内幕交易,员工精准“卡点”买入11月3日,根据新浪财经报道,上海证监局已对国联证券重组内幕交易案作出处罚决定。涉事人顾某系重组交易对手方员工,其在敏感期内通过他人账户买入国联证券股票,被认定构成内幕...

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