一个仅持股8%的个人小股东,在一个持股超过50%的集团股东眼皮子底下,以联合创始人、执行董事、首席执行官的身份,6年前在首席财务官签署了将占总募集资金29%的1.17亿美元违规委托给一家包销商进行投资后,他又在IPO翌日批准支付首两年的投资管理费350万美元,即每年支付所投资金额的1.5%,而且未审阅协议文本、未提交董事会审议、未咨询合规顾问。而更令人震惊的是,这笔交易被隐藏了近四年,才因为安永...
Source Link一个仅持股8%的个人小股东,在一个持股超过50%的集团股东眼皮子底下,以联合创始人、执行董事、首席执行官的身份,6年前在首席财务官签署了将占总募集资金29%的1.17亿美元违规委托给一家包销商进行投资后,他又在IPO翌日批准支付首两年的投资管理费350万美元,即每年支付所投资金额的1.5%,而且未审阅协议文本、未提交董事会审议、未咨询合规顾问。而更令人震惊的是,这笔交易被隐藏了近四年,才因为安永...
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