多家券商宣布取消监事会 证券业跨入“两会一层”治理时代

中工网
Nov 12

经济参考报记者 罗逸姝近段时间,中信证券、信达证券、东吴证券相继发布了关于“取消监事会”相关进展的公告,上述券商均拟不再设置监事会,并由董事会审计委员会按照规定行使监事会职权。此前,监管规定,证券公司经营证券经纪业务、证券资产管理业务、融资融券业务和证券承销与保荐业务中两种以上业务的,应在董事会中设审计委员会,根据相关规定行使监事会的职权,不设监事会或者监事。随着2026年1月1日的过渡期截止日...

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