蓝鲸新闻12月12日讯，近日，甘肃证监局发布行政监管措施决定书，剑指中国银行股份有限公司甘肃省分行。
决定书显示，中国银行股份有限公司甘肃省分行未将投资人长期投资收益纳入分支机构和基金销售人员考核评价指标体系，违反了《公开募集证券投资基金销售机构监督管理办法》的相关规定。
针对以上问题，甘肃证监局决定对中国银行股份有限公司甘肃省分行采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。
蓝鲸新闻12月12日讯，近日，甘肃证监局发布行政监管措施决定书，剑指中国银行股份有限公司甘肃省分行。
决定书显示，中国银行股份有限公司甘肃省分行未将投资人长期投资收益纳入分支机构和基金销售人员考核评价指标体系，违反了《公开募集证券投资基金销售机构监督管理办法》的相关规定。
针对以上问题，甘肃证监局决定对中国银行股份有限公司甘肃省分行采取出具警示函的行政监管措施，并记入证券期货市场诚信档案。
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